spacerockcapital

Last Updated: 04/01/2026

SpaceRock Capital
Houston, TX
www.spacerockcapital.com
info@spacerockcapital.com
(281) 217-8394

1. ACCEPTANCE OF TERMS

Welcome to SpaceRock Capital (“we,” “our,” “us”). These Terms of Service (“Terms”) govern your access to and use of our website www.spacerockcapital.com (the “Site”) and any related services, consultations, or advisory engagements provided by SpaceRock Capital.

By accessing the Site, submitting a consultation request, downloading resources, or engaging our services, you agree to be bound by these Terms. If you do not agree to these Terms, please do not access the Site or use our services.

2. DESCRIPTION OF SERVICES

SpaceRock Capital is an IPO advisory and consulting firm. We provide strategic guidance, readiness assessment, governance support, capital markets advisory, and execution coordination to small and mid-cap companies preparing to enter public markets.

2.1 Nature of Relationship

Advisory Only: We act as advisors and consultants. We are not a broker-dealer, investment bank, law firm, or accounting firm.
No Fiduciary Duty (Website): Accessing the Site or submitting a form does not create a fiduciary, attorney-client, or auditor-client relationship. Such relationships are established only through written Engagement Letters.
Third-Party Coordination: We coordinate with third-party providers (SEC attorneys, PCAOB auditors, investment banks). These providers are independent contractors, and SpaceRock Capital is not liable for their acts or omissions.

2.2 Pre-IPO Capital & Fund Relationships

References to pre-IPO capital access involve our strategic partnership with the Carter Space Growth Fund and other accredited investors. Any investment is subject to separate subscription agreements, due diligence, and approval. SpaceRock Capital does not guarantee funding availability.

3. ELIGIBILITY

By using our Site and services, you represent and warrant that:

You are authorized to represent the company submitting information.
You are at least 18 years of age.
You are seeking services for a legitimate business purpose (IPO readiness, governance, capital markets strategy).
You are not located in a country subject to U.S. trade sanctions.

4. INTELLECTUAL PROPERTY

4.1 Ownership

All content on the Site—including text, graphics, logos, icons, images, audio clips, digital downloads, data compilations, and software—is the property of SpaceRock Capital or its content suppliers and is protected by U.S. and international copyright laws.

4.2 Limited License

You are granted a limited, non-exclusive, non-transferable license to access and use the Site for personal or internal business purposes. You may not:

Reproduce, duplicate, copy, or sell any portion of the Site.
Use data mining, robots, or similar data gathering tools without permission.
Modify, adapt, or create derivative works from Site content.

4.3 Trademarks

“SpaceRock Capital,” the SpaceRock logo, and related marks are trademarks of SpaceRock Capital. You may not use these marks without prior written permission.

5. USER SUBMISSIONS & CONFIDENTIALITY

5.1 No Confidentiality via Website

Information submitted through website forms (contact, consultation, newsletter) is not confidential until a formal Engagement Letter and Non-Disclosure Agreement (NDA) are executed. Do not submit sensitive non-public information (e.g., unreleased financials, trade secrets) via the Site.

5.2 License to Use Submissions

By submitting content to us (e.g., inquiries, feedback), you grant SpaceRock Capital a non-exclusive, royalty-free license to use, reproduce, and display such content for business purposes (e.g., responding to inquiries, improving services).

5.3 Confidentiality During Engagement

Once a formal client relationship is established, confidentiality is governed by the Engagement Letter and NDA. We treat client information with strict confidentiality in accordance with our Privacy Policy and professional standards.

6. DISCLAIMERS & NO GUARANTEES

6.1 No IPO Success Guarantee

Going public is subject to market conditions, regulatory approval, and company performance. SpaceRock Capital does not guarantee:

That you will successfully complete an IPO.
The timing of any listing.
The valuation or capital raised.
Post-IPO stock performance.

6.2 No Investment, Legal, or Tax Advice

Content on this Site is for informational purposes only and does not constitute:

Investment advice or a recommendation to buy/sell securities.
Legal advice or an opinion on securities law.
Tax advice or accounting guidance.

You should consult qualified legal, tax, and financial advisors for advice specific to your situation.

6.3 Forward-Looking Statements

Some content may contain forward-looking statements (e.g., market trends, IPO timelines). These are based on current expectations and involve risks and uncertainties. Actual results may differ materially.

7. FEES & PAYMENT

7.1 Advisory Fees

Our advisory services are fee-based. Specific fees, payment schedules, and expense reimbursements are outlined in individual Engagement Letters. Website access alone does not obligate you to pay fees.

7.2 Third-Party Costs

Clients are responsible for direct costs incurred during the IPO process, including but not limited to:

PCAOB audit fees
SEC legal fees
Investment banking fees
Exchange listing fees
Transfer agent fees

SpaceRock Capital may facilitate introductions but is not responsible for paying these costs on behalf of clients.

7.3 Pre-IPO Capital

Access to transition capital ($2M–$3M) is subject to investor approval, due diligence, and separate investment agreements. Fees related to capital introduction are outlined in separate agreements.

8. LIMITATION OF LIABILITY

To the fullest extent permitted by law:

No Consequential Damages: SpaceRock Capital shall not be liable for any indirect, incidental, special, consequential, or punitive damages, including loss of profits, data, or business opportunities.
Cap on Liability: Our total liability to you for any claim arising out of these Terms or our services shall not exceed the total fees paid to SpaceRock Capital in the 12 months preceding the claim.
Website Errors: We are not liable for errors, delays, or interruptions in Site access or content accuracy.

9. INDEMNIFICATION

You agree to indemnify, defend, and hold harmless SpaceRock Capital, its partners (Rick Hashop, Ronnie Martin, Rowland Day), employees, and affiliates from any claims, losses, damages, liabilities, or expenses (including legal fees) arising from:

Your use of the Site.
Your violation of these Terms.
Your submission of content or information.
Your violation of any third-party rights.

10. THIRD-PARTY LINKS

The Site may contain links to third-party websites (e.g., SEC, NASDAQ, NYSE, partner firms). We do not control these sites and are not responsible for their content, privacy policies, or practices. Accessing third-party sites is at your own risk.

11. TERMINATION

We reserve the right to:

Suspend or terminate your access to the Site at our sole discretion, without notice.
Decline or terminate advisory engagements for breach of contract, non-payment, or ethical conflicts.

Upon termination, all licenses granted to you shall cease, and you must stop using the Site and materials.

12. GOVERNING LAW & DISPUTE RESOLUTION

12.1 Governing Law

These Terms shall be governed by and construed in accordance with the laws of the State of Texas, without regard to its conflict of law principles.

12.2 Venue

Any legal action or proceeding arising under these Terms shall be brought exclusively in the federal or state courts located in Houston, Texas.

12.3 Arbitration (Optional)

For disputes under $50,000, parties agree to engage in good-faith mediation before pursuing litigation. For client engagements, dispute resolution terms may be specified in the Engagement Letter.

13. CHANGES TO THESE TERMS

We may update these Terms at any time to reflect changes in our practices, services, or legal requirements.

Notification: Material changes will be posted on the Site with a revised “Last Updated” date.
Continued Use: Your continued use of the Site after changes constitutes acceptance of the new Terms.
Client Agreements: Changes to these Terms do not alter existing Engagement Letters unless agreed in writing.

14. CONTACT INFORMATION

For questions about these Terms of Service, please contact us:

SpaceRock Capital
📍 Houston, TX
📧 info@spacerockcapital.com
📞 (281) 217-8394

Partners:

Rick Hashop, CEO/President – rhashop@spacerockcapital.com
Ronnie Martin, COO – rmartin@spacerockcapital.com
Rowland Day, Chief Legal Counsel – rday@spacerockcapital.com

15. SEVERABILITY

If any provision of these Terms is found to be invalid, illegal, or unenforceable, the remaining provisions shall remain in full force and effect. The invalid provision shall be modified to the minimum extent necessary to make it enforceable.

16. ENTIRE AGREEMENT

These Terms, together with our Privacy Policy and any signed Engagement Letters, constitute the entire agreement between you and SpaceRock Capital regarding the Site and our services, superseding any prior agreements or understandings.