Last Updated: 4/1/2026

SpaceRock Capital
Houston, TX
www.spacerockcapital.com
info@spacerockcapital.com
(281) 217-8394


1. INTRODUCTION

SpaceRock Capital (“we,” “our,” or “us”) is committed to protecting your privacy and ensuring the security of your personal information. This Privacy Policy explains how we collect, use, disclose, and safeguard your information when you visit our website www.spacerockcapital.com (the “Site”) or engage with our IPO advisory and consulting services.

By accessing or using our Site and services, you agree to the terms of this Privacy Policy. If you do not agree with the terms of this Privacy Policy, please do not access the Site or use our services.


2. INFORMATION WE COLLECT

2.1 Personal Information

We may collect personally identifiable information that you voluntarily provide to us when you:

  • Submit a consultation request or contact form
  • Download resources (IPO Readiness Checklist, guides, whitepapers)
  • Subscribe to our newsletter or insights
  • Respond to surveys or questionnaires
  • Communicate with us via email, phone, or other channels
Personal Information may include:
  • Name (first and last)
  • Company name and title/role
  • Email address
  • Phone number
  • Business address
  • IPO timeline and company valuation information
  • Industry sector (Space, Defense, Energy, AI/Data Centers)
  • Any other information you choose to provide
2.2 Automatically Collected Information

When you visit our Site, we may automatically collect certain information about your device and browsing activities, including:

  • IP address
  • Browser type and version
  • Operating system
  • Referring website addresses
  • Pages viewed and time spent on pages
  • Clickstream data
  • Device identifiers
  • Cookies and similar tracking technologies
2.3 Cookies and Tracking Technologies

We use cookies, web beacons, and similar technologies to:

  • Enhance user experience
  • Analyze Site traffic and usage patterns
  • Remember your preferences
  • Deliver relevant content and advertisements
  • Track conversion metrics

You can control cookie settings through your browser preferences. Note that disabling cookies may limit your ability to use certain features of our Site.


3. HOW WE USE YOUR INFORMATION

We use the information we collect for the following purposes:

3.1 Service Delivery
  • Respond to your inquiries and consultation requests
  • Provide IPO advisory and consulting services
  • Schedule appointments and meetings
  • Deliver requested resources and materials
  • Communicate about our services and offerings
3.2 Business Operations
  • Improve our Site and services
  • Analyze usage patterns and trends
  • Develop new content and resources
  • Conduct research and analysis
  • Monitor and prevent fraud or security incidents
3.3 Marketing and Communications
  • Send newsletters, insights, and industry updates (with your consent)
  • Inform you about events, webinars, or educational opportunities
  • Share relevant IPO readiness resources
  • Provide updates about our services
3.4 Legal and Compliance
  • Comply with applicable laws and regulations
  • Respond to legal requests and prevent harm
  • Enforce our Terms of Service
  • Protect our rights and property

4. HOW WE SHARE YOUR INFORMATION

We do not sell, trade, or rent your personal information to third parties. We may share your information in the following circumstances:

4.1 Service Providers

We may share information with trusted third-party service providers who assist us in operating our business, including:

  • Website hosting and analytics providers
  • Email marketing platforms
  • Customer relationship management (CRM) systems
  • Payment processors
  • Professional advisors (legal, accounting, audit)

These providers are contractually obligated to protect your information and use it only for the purposes we specify.

4.2 Business Partners

With your explicit consent, we may share your information with:

  • Investment banks and underwriters
  • SEC attorneys and legal counsel
  • PCAOB accounting firms
  • Other IPO ecosystem partners to facilitate your IPO journey
4.3 Legal Requirements

We may disclose your information if required to do so by law or in response to valid requests by public authorities, including:

  • Court orders or subpoenas
  • Government or regulatory inquiries
  • Protection of our legal rights
  • Prevention of fraud or illegal activity
4.4 Business Transfers

In the event of a merger, acquisition, reorganization, or sale of assets, your information may be transferred as part of that transaction. We will provide notice before your personal information becomes subject to a different privacy policy.


5. DATA SECURITY

We implement appropriate technical, administrative, and physical security measures to protect your personal information from unauthorized access, disclosure, alteration, or destruction, including:

  • Secure Socket Layer (SSL) encryption for data transmission
  • Restricted access to personal information on a need-to-know basis
  • Regular security assessments and updates
  • Secure data storage and backup procedures
  • Employee training on data protection

However, no method of transmission over the Internet or electronic storage is 100% secure. While we strive to use commercially acceptable means to protect your personal information, we cannot guarantee its absolute security.


6. DATA RETENTION

We retain your personal information only for as long as necessary to:

  • Provide our services to you
  • Comply with legal obligations
  • Resolve disputes
  • Enforce our agreements
  • Support business operations

Typical retention periods:

  • Consultation inquiries: 3 years from last contact
  • Client information: 7 years after engagement ends (to comply with SEC and professional standards)
  • Newsletter subscribers: Until you unsubscribe
  • Website analytics: Aggregated and anonymized data may be retained indefinitely

7. YOUR PRIVACY RIGHTS

Depending on your location, you may have the following rights regarding your personal information:

7.1 Access and Portability

You have the right to request a copy of the personal information we hold about you.

7.2 Correction

You have the right to request correction of inaccurate or incomplete information.

7.3 Deletion

You have the right to request deletion of your personal information, subject to certain exceptions (legal obligations, ongoing services, etc.).

7.4 Opt-Out

You have the right to opt out of:

  • Marketing communications (click “unsubscribe” in any email)
  • Cookies (adjust browser settings)
  • Sharing of information with business partners (contact us directly)
7.5 Objection and Restriction

You have the right to object to or request restriction of certain processing activities.

7.6 Withdraw Consent

Where we rely on your consent to process information, you may withdraw it at any time.

To exercise these rights, contact us at:
📧 info@spacerockcapital.com
📞 (281) 217-8394
📍 Houston, TX

We will respond to your request within 30 days.


8. INTERNATIONAL DATA TRANSFERS

Our Site and services are operated in the United States. If you access our Site from outside the U.S., your information may be transferred to, stored, and processed in the U.S. in accordance with this Privacy Policy and applicable U.S. laws.

We ensure appropriate safeguards are in place for international data transfers, including standard contractual clauses and compliance with applicable data protection frameworks.


9. CALIFORNIA PRIVACY RIGHTS (CCPA)

If you are a California resident, the California Consumer Privacy Act (CCPA) provides you with additional rights:

9.1 Right to Know

You have the right to know:

  • What categories of personal information we collect
  • The sources from which we collect information
  • The business purpose for collecting information
  • What categories of information we share or sell
  • The specific pieces of information we have collected
9.2 Right to Delete

You have the right to request deletion of your personal information, subject to certain exceptions.

9.3 Right to Opt-Out

You have the right to opt out of the “sale” of personal information. We do not sell personal information as defined by the CCPA.

9.4 Non-Discrimination

We will not discriminate against you for exercising your CCPA rights.

To exercise your CCPA rights, contact us at the information provided in Section 7.


10. EUROPEAN UNION PRIVACY RIGHTS (GDPR)

If you are located in the European Economic Area (EEA), you have the following rights under the General Data Protection Regulation (GDPR):

10.1 Legal Basis for Processing

We process your personal information based on:

  • Your consent
  • Performance of a contract
  • Legitimate business interests
  • Compliance with legal obligations
10.2 Your GDPR Rights
  • Right to access your data
  • Right to rectification
  • Right to erasure (“right to be forgotten”)
  • Right to restrict processing
  • Right to data portability
  • Right to object to processing
  • Rights related to automated decision-making
10.3 Data Protection Officer

For GDPR-related inquiries, contact us at:
📧 info@spacerockcapital.com

10.4 Right to Lodge a Complaint

You have the right to lodge a complaint with your local data protection authority if you believe our processing violates GDPR.


11. CHILDREN’S PRIVACY

Our Site and services are not directed to individuals under the age of 18. We do not knowingly collect personal information from children. If you become aware that a child has provided us with personal information, please contact us, and we will take steps to delete such information.


12. THIRD-PARTY WEBSITES AND LINKS

Our Site may contain links to third-party websites, including:

  • SEC resources
  • NASDAQ/NYSE listings
  • Industry publications
  • Partner organizations

We are not responsible for the privacy practices or content of these third-party sites. We encourage you to review their privacy policies.


13. DO NOT TRACK DISCLOSURE

Some web browsers may transmit “Do Not Track” signals. Our Site does not currently respond to Do Not Track signals. However, you can control cookies through your browser settings as described in Section 2.3.


14. CHANGES TO THIS PRIVACY POLICY

We may update this Privacy Policy from time to time to reflect:

  • Changes in our practices
  • New services or features
  • Legal and regulatory requirements
  • Technological developments

We will notify you of material changes by:

  • Posting the updated policy on our Site with a revised “Last Updated” date
  • Sending an email notification (if you have provided your email)
  • Displaying a prominent notice on our Site

We encourage you to review this Privacy Policy periodically to stay informed about how we protect your information.


15. CONTACT US

If you have any questions, concerns, or requests regarding this Privacy Policy or our data practices, please contact us:

SpaceRock Capital
📍 Houston, TX
📧 info@spacerockcapital.com
📞 (281) 217-8394
🌐 www.spacerockcapital.com

Partners:

  • Rick Hashop, CEO/President – rhashop@spacerockcapital.com
  • Ronnie Martin, COO – rmartin@spacerockcapital.com
  • Rowland Day, Chief Legal Counsel – rday@spacerockcapital.com

We will respond to your inquiry within 30 business days.


16. ACCEPTANCE OF THIS PRIVACY POLICY

By using our Site and services, you acknowledge that you have read and understood this Privacy Policy and agree to its terms. If you do not agree to this Privacy Policy, please do not use our Site or services.


© 2026 SpaceRock Capital. All rights reserved.