Practical, senior-led guidance for every stage of the IPO lifecycle—from readiness assessment to roadshow and beyond.
We specialize in supporting small and mid-cap companies ($250M to >$2B valuation) preparing to enter public markets within 12–24 months. Whether you’re developing next-generation space technology,
Gap assessment, roadmap design, and listing strategy tailored for Space, Energy, and AI companies.
Most companies underestimate what it truly takes to become IPO-ready. We conduct a comprehensive readiness assessment to identify gaps across governance, reporting, controls, operations, and market positioning—then build a clear, executable 12–36 month roadmap.
✓ IPO readiness assessment & gap analysis
✓ Customized 12–36 month roadmap
✓ Exchange selection (Nasdaq vs. NYSE) & timing strategy
✓ Operating model & infrastructure recommendations
✓ Peer benchmarking & competitive analysis
✓ Stakeholder alignment workshops
Board structure, SOX readiness, and public-company reporting infrastructure.
Strong governance and reliable reporting are essential to public-company credibility. We help leadership build the foundation regulators, investors, and markets expect—so you enter the IPO process with confidence.
✓ Board design, committee charters & governance policies
✓ Internal controls & SOX readiness framework
✓ Public-company reporting processes & timelines
✓ Auditor selection, coordination & process alignment
✓ Disclosure frameworks & MD&A-style narrative prep
✓ Quarterly earnings cycle preparation
Coordinating advisors and guiding the offering through day one and beyond.
The IPO process is complex, high-stakes, and fast-moving. We serve as your execution partner—managing the heavy lifting of SEC filings, underwriter coordination, and roadshow logistics—so your leadership team can stay focused on the business.
✓ IPO Program Management Office (PMO)
✓ S-1/prospectus drafting support & review
✓ Coordination with bankers, lawyers & auditors
✓ Roadshow planning, rehearsals & management
✓ Day-one readiness & listing coordination
✓ First 90–180 days post-IPO support & IR setup
Senior expertise. Independent advice. End-to-end support.
Your IPO is too critical for handoffs to junior teams. You work directly with our partners—Rick Hashop, Ronnie Martin, and Rowland Day—throughout the entire journey. 45+ years of combined IPO experience, focused on your success.
We sit solely on your side of the table. Unlike investment banks that may prioritize underwriting interests, we provide objective recommendations aligned with your long-term public-market success.
Through our network we have access to capital investor funds, to help our clients secure $2M–$3M in transition capital at no out-of-pocket cost—covering audit, legal, and filing fees while strengthening working capital ahead of listing.
Comprehensive, senior-level guidance for every phase of the IPO lifecycle. We provide structured support across strategy, governance, capital markets, and execution—ensuring your company is investor-ready and positioned for long-term success in the public markets
SpaceRock Capital has established deep relationships across the IPO ecosystem. Our clients gain immediate access to
✓ SEC attorneys with 40+ years of IPO filing experience
✓ PCAOB-approved accounting firms
✓ Top-tier investment banks for optimal market positioning
✓ Accredited investors ready to provide transition capital
✓ Industry leaders for board and advisor placement
We’ve assembled a powerhouse team—including underwriters, auditors, transfer agents, and governance experts—to ensure your path to public markets is supported at every turn.
→ Pre-IPO funding access ($2M–$3M) at no out-of-pocket cost
→ Deep government sector relationships (NASA, Defense, Energy)
→ Corporate “clean-up” support (restructuring, charter amendments, board formation)
→ CEO roadshow training & executive preparation
→ Post-IPO transition support through first earnings cycle
Whether you’re 12, 24, or 36 months from listing, we’ll assess your readiness and design a plan tailored to your timeline, industry, and growth objectives.
Your trusted partner from private to public—guiding high-growth companies through every stage of the IPO journey.
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